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The securities and exchange commission, or sec, is an independent federal regulatory agency tasked with protecting investors and capital, overseeing the stock market. Were there any sets of flashcards on quizlet about the ports or acronyms that helped you that you might be able to drop in here? I'm looking to study more of those things in particular and. Which of the following would best meet the cso's objectives? Sec filings are regulatory documents that companies and issuers of securities must submit to the securities and exchange commission (sec) on a regular basis.